Legal Documents

Governance & Compliance Library

Rexwood Capital maintains a formal governance and compliance framework across its multi-entity structure.

The following documents constitute the core legal and regulatory architecture applicable to its advisory and investment activities.

Access to services is strictly limited to eligible investors and subject to suitability, stability, and jurisdictional requirements.

Documents are reviewed periodically and updated as necessary. The effective date appears within each document, and the most recent version prevails.

For compliance-related inquiries concerning these documents, please contact the Compliance function at: compliance@rexwoodcapital.com

I. Core Legal & Regulatory Documents

These documents govern website use, regulatory positioning, and investor eligibility.

Privacy & Data Protection Policy

Outlines data collection, processing, storage, and protection standards.

Risk Disclosure Statement

Describes investment risks, capital exposure, and performance limitations.

Regulatory & Jurisdiction Notice

Clarifies entity structure, jurisdictional positioning, and service restrictions.

II. Client Engagement & Mandate Documents

These documents apply to investors entering structured mandates under the REX Framework.

Terms & Conditions of Engagement

Governs mandate formation, fee structure, withdrawals, and termination.

Professional Investor & Eligibility Notice

Defines investor qualification standards and restrictions.

SPV & Hybrid Structure Disclosure (Where Applicable)

Explains capital participation structures, liquidity segmentation, and governance.

III. Compliance & Governance Policies

These policies outline Rexwood Capital's internal compliance framework.

AML & KYC Policy Summary

Identity verification and source-of-funds requirements.

Conflicts of Interest Policy

Allocation fairness and governance separation standards.

Complaints Handling Procedure

Client complaint submission and resolution framework.

IV. Digital & Platform Policies

These documents apply to website and portal usage.

Digital Usage & Acceptable Conduct Policy

Rules governing portal access and digital interaction.

Investor Portal Disclosure

Terms applicable to investor portal access and reporting.

Partner Portal Disclosure

Terms applicable to partnership access and reporting.